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Independent assessment of project records in progress

Insights on claims and disputes

What an independent review tells you that your team cannot

Not because your team is wrong, but because they cannot deliver the one answer that matters most if it goes against them.

Businesses rarely buy an initial dispute review because they lack the skill to do it themselves. Most contractors and developers of any size have people perfectly capable of reading a contract and assessing a claim. They buy it because of what independence does to the answer.

The distinction matters when deciding whether the exercise is worth paying for. If the only output were technical analysis, the answer would usually be no. The output is a position that nobody inside the business had to fight for.

The answer nobody internal can give comfortably

An internal assessment that concludes the claim is weak is, by implication, a conclusion that somebody in the business made a mistake. The person writing it has to work alongside the person who did, and frequently is that person.

The effect is strongest on exactly the points that matter most. Whether a notice was served in time is a question with a yes or no answer, and it is also a question about whether a colleague did their job. Those two things are hard to separate from the inside.

That pressure does not have to be conscious to have an effect. Weak points get described as arguable. Missing notices get described as a technicality. The assessment comes out slightly more favourable than the documents justify, and the decision is taken on it.

An outside view has none of that. The finding that an entitlement is not there costs the reviewer nothing to deliver and costs the business a great deal less to receive early than late.

What the review actually contains

A statement of what the contract provides for the situation, with the clauses identified rather than described. A view on whether the procedural requirements were met. An assessment of what the records support. And a recommendation about what to do next.

It is deliberately short. A review that runs to eighty pages has usually stopped being an assessment and started being a claim document, which is a different piece of work with a different purpose.

What it deliberately leaves out

It does not value the claim in detail. Detailed quantum is slow, it is expensive, and it is wasted effort if the entitlement does not survive examination. Entitlement comes first for cost reasons as much as logical ones.

It does not assemble a bundle, draft a referral or prepare a submission. Those follow only if the review concludes there is something worth taking forward, and they are separate services for that reason.

It also does not pretend to certainty it cannot have. Where a question turns on the interpretation of a clause, or on evidence that does not exist yet, the review says so rather than guessing. A review that answers everything confidently is less useful than one that identifies which questions are genuinely open.

And it does not promise an outcome. No assessment of a contract and a set of records can tell you how a dispute will end, because that depends on evidence neither side has seen and on decisions neither side controls. What it can tell you is whether the position is sound enough to be worth taking.

How an honest finding changes a negotiation

A party that knows where it is weak negotiates better than one that believes it is strong everywhere. It can concede the thin points deliberately, in exchange for something, rather than defending everything until the whole position collapses at once.

The opposite is familiar: a party that has told itself the case is strong refuses every offer, discovers the weakness late and then accepts a figure well below what an earlier settlement would have produced.

The same information works on the other side of the table. If you are assessing a claim made against you, knowing which parts of it are well founded tells you where to settle and where to resist, which is a far more useful position than refusing all of it on principle. That assessment is ordinary commercial work rather than anything adversarial.

Independence has a specific meaning here

It means acting for one party on one project, and not for the other side on the same matter. It does not mean neutrality between the parties: the review is done for you and the recommendation is about your interests.

What it does mean is that the assessment of your own position is not softened to suit what you would prefer to hear. The capacity we act in is confirmed before an instruction begins and does not change part way through.

When it is not worth doing

Where the sum involved is small relative to the cost of establishing the position, the review is disproportionate and we will say so. Where the entitlement is obvious and uncontested and the argument is purely about measurement, the right work is valuation rather than assessment.

And where the relationship matters more than the money, the commercial answer may be to let it go without examining it at all. That is a business decision rather than a contractual one, and it is a perfectly respectable outcome.

What we would not advise is the middle course, where a claim is kept alive without being assessed, raised periodically in correspondence and never pursued. It costs attention every month, it hardens the other side against settlement, and it ends either in a late assessment or in nothing at all.

For everything in between, the review is the cheapest piece of work in the sequence, and the only one that can stop the rest of the sequence happening. The wider set of claims and dispute services starts from what it finds.

Not sure whether the claim is worth running?

An initial dispute review reads the contract and the correspondence, tests whether an entitlement exists and tells you what the dispute is likely to absorb before you commit to it.

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